With Max Simpson as lead counsel, Cosgrove Simpson helped a local financial advisor plan and execute a clean break from his employer, moving his entire book of business to his new firm despite his non-competition and non-solicitation obligations to the former employer. The result is even more impressive given the employer’s concurrent litigation against a different departing advisor in which a court awarded preliminary injunctive relief based on the same employment contract. This was the advisor’s review of our work: “David & Max were outstanding from start to finish. They were consistently responsive, getting back to me almost immediately at all times. They handled a complex professional matter with complete professionalism. What stood out most was how reassuring they were. They took the time to explain every step, answered every question patiently, and kept a stressful process as smooth as it possibly could be. I'd highly recommend Cosgrove Simpson to anyone who needs attorneys they can trust.”
Cosgrove Simpson represents investors, advisors, and broker-dealers nationwide. We work diligently to get the best result for our clients.