We are advocates that defend and prosecute high-stake disputes. We provide advice and guidance to our clients prior to, during, and after disputes occur.

Financial Advisors

We regularly represent clients in regulatory investigations, disciplinary hearings and enforcement proceedings before federal and state securities regulators.

Investors

Cosgrove Simpson attorneys are experienced in the complex areas of investor fraud.

Non-Compete/Non-Solicitation

We represent employees, executives, and businesses in disputes involving non-compete agreements and other restrictive covenants

Business Litigation

Our Business Litigation team specializes in a host of small business matters including licensing, compliance, and governance.

General Litigation Blog

Securities and Investment

September 24, 2026 Edward Jones Bashes Ameriprise And Its Financial Advisor In Competition Case >> Read More
A FINRA arbitration panel just ordered Ameriprise Financial Services, LLC to pay Edward Jones 1) over $500,000 in compensatory damages,...
September 9, 2026 Buying Or Selling A Financial Advisor’s Book Of Business: Legal And Practical Considerations >> Read More
Buying or selling a financial advisor’s “book of business” may sound straightforward: determine revenue, apply a valuation method, negotiate...

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